Inside FINRA Forward: A Conversation with FINRA Board Chair Scott Curtis
Notes de l’épisode
On this episode, tune in to a conversation from FINRA’s 2026 Annual Conference, where FINRA Board Chair Scott Curtis and FINRA President and CEO Robert Cook discussed the partnership between board governance and executive leadership, and the strategic priorities shaping FINRA's direction.
Resources mentioned in this episode:
Ep. 185: How FINRA Is Streamlining Data Requests
Ep. 187: How FINRA Is Enhancing Member Firm Examinations
FINRA Forward: A Year of Progress
FINRA Quarterly Regulatory Policy Agenda
Blog Post: FINRA Forward’s Rule Modernization—An Update
Blog Post: Vendors, Intelligence Sharing and FINRA’s Mission
Blog Post: FINRA Forward Initiatives to Support Members, Markets and the Investors They Serve
Blog Post: A Progress Update on Rule Modernization
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