How FINRA Turns Member Feedback Into Action
Notas do episódio
As a self-regulatory organization, FINRA doesn't operate in a vacuum. Our effectiveness depends on understanding what is happening in the industry, hearing directly from our members, and translating that feedback into meaningful action. This engagement is a two-way street, and members might not realize just how many opportunities exist to make their voices heard.
On this episode, Kayte Toczylowski, Senior Vice President, Member Firm Experience, discusses the many channels available for members to engage with FINRA, from formal advisory committees to regional representation to CEO roundtables. Learn how member feedback directly shapes our rulemaking process, drives internal improvements, and informs the work we do.
Resources mentioned in this episode:
FINRA 2026 Involvement and Election Process Overview
FINRA Indication of Interest Form
Webinar: How to Respond to FINRA Requests for Comment
Ep. 185: How FINRA Is Streamlining Data Requests
Ep. 187: How FINRA Is Enhancing Member Firm Examinations
FINRA Forward: A Year of Progress
FINRA Quarterly Regulatory Policy Agenda
Blog Post: FINRA Forward’s Rule Modernization—An Update
Blog Post: Vendors, Intelligence Sharing and FINRA’s Mission
Blog Post: FINRA Forward Initiatives to Support Members, Markets and the Investors They Serve
Blog Post: A Progress Update on Rule Modernization
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